Leadership Overview
Leadership, commitment, and experience drives the executive team at IAG. Management includes three FINRA Series 24 General Securities Principals** who have combined forces to successfully supervise and lead IAG.
Michael Brady
LPL Registered Principal
Managing Partner
Michael has spent his entire financial services career with LPL Financial, beginning in 2001. Aside from managing a large, successful book of business, Michael assists with the OSJ by offering ongoing sales and marketing advice to the rest of the group. Michael serves as a board member for several non-profit organizations in his community.
Len Borcky
LPL Registered Principal
LPL Branch Office Manager
Len joined LPL Financial in 2008 following an 11-year career as a Compliance and Operations professional with Prudential Financial. Len works with the entire OSJ team to achieve operational efficiency and strict adherence to all FINRA, SEC, and LPL compliance regulations.
Joanne Vasquez
LPL Registered Principal operating as LPL Financial***
Operations and Transitions Manager
Joanne joined LPL Financial in 2005 and entered the Compliance Leadership Team attaining her Registered Principal License in 2016. Joanne works with Len to achieve operational efficiency and strict adherence to all FINRA, SEC, and LPL compliance regulations.
Adam Marone
Business Development and Recruiting
Adam joined LPL Financial in 2012 following a period in sales at Aflac. Adam heads the Independent Advisor Group Recruiting efforts and assists in Business Development. He also heavily researches and provides guidance on Annuity Products to the group.
*Based on total revenue.
**Securities registrations are held through LPL Financial.
***Offers securities only through LPL Financial. Does not offer Advisory Services.
