Our basic OSJ services include:

• Onsite location inspection and support
• Full translation of LPL compliance guidelines for the individual office
• Tracking of individual firm element requirements
• Tracking of all documentation required for FINRA, SEC, and LPL compliance
• Operational assistance by dedicated individuals at our full-service OSJ in Horsham, Pa.
• Hands-on support transitioning your book of business to LPL
• Better access to wholesalers and LPL corporate resources due to scale
• Access to and collaboration with other successful OSJ advisors
• Ongoing business, marketing and sales support

But where traditional OSJs end, we can provide your firm with the following additional services:

• Dynamic annual meeting of advisors, business partners, and wholesalers
• Quarterly meetings focused on compliance & sales-related topics
• Onsite training of sales assistants at OSJ upon hire
• Succession planning assistance to help maximize the value of your practice
• Opportunity for placement in a Financial Institution Services program
• Complete business analysis & valuation prepared by a third party under contract