The Draw of Independence

Many advisors within our firm once worked for wirehouses, banks and other traditional financial institutions—and became frustrated with the constraints inherent in their practices.

Going independent means a whole host of big decisions. One of the biggest ones: how to handle your compliance and regulatory obligations.

The Benefits of an OSJ

Many firms simply cannot take on the hassle and cost of in-house supervision as compliance becomes more complex and many advisors want to maintain production levels. Often, an Advisor will turn to an outside OSJ to help set up shop, manage compliance, and keep operations in order.

As a large regional OSJ, we’re able to offer a full slate of valuable services to our advisors at competitive pricing, including:

• Supervisory services & regulatory compliance
• Practice management and coaching
• Access to attorneys, CPAs, and other strategic partners
• Advisor transition, including papering of accounts
• Close interaction with our advisors
• Training and support for newer advisors
• Turnkey office space, if needed

Focus on your clients and your business

Maybe you’ve always dreamed of being independent — or maybe you never thought about it until recently.

Regardless, we’re here to help you with all of the things you probably didn’t dream of — compliance, back office tasks, papering of accounts, and more. With Independent Advisor Group, you’ll find the resources you need to confidently join the legions of newly independent advisors, or bring your existing independent practice to the next level.

*Based on total revenue.